Management are expected to have proper oversight of Client Money protection and CASS Compliance and this requires clear and timely reporting.
CASS Wizard’s KPI Dashboard report provides management with a clear overview of the status on the Key CASS Control issues. This enables management to confirm which CASS controls are up to date and identify which areas require further attention.
CASS Wizard’s Breach Manager provides a ready means for staff and management to record, assess and remediate CASS breaches and issues in an efficient, structured and effective way.
CASS Wizard’s Reporting helps management to be aware and on top of the issues as they arise, creating a well founded confidence that the firm is protecting Client Money and complying with the relevant CASS rules.
If you would like to find out more then please contact us.